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Solutions

After the checklist

Two routes, depending on where the gaps fall.

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The pattern of the gaps, more than their number, determines what should follow.

Gaps concentrated in specific markets

A dor

The home market scores well and others poorly, which indicates that the applicable regimes in those markets were never identified rather than never met.

A resposta

Exposure assessment covering every market served, with the applicable regime established per market and an obligation-by-obligation gap analysis.

Necessidade de transformação

From an unmapped footprint to quantified exposure per market.

Serviço correspondente: Multi-Jurisdiction Exposure Assessment

Gaps spread evenly across the harmonised layer

A dor

The gaps are in evidence rather than in practice, and they appear in every market equally — which points to an absence of documentation rather than of compliance.

A resposta

Assembly of the compliance file, with the obligation-to-evidence matrix and the maintenance procedure.

Necessidade de transformação

From real compliance to demonstrable compliance.

Serviço correspondente: Compliance File for Customer Service

Identify your dominant exposure

The first conversation serves to establish which of these problems is costing your organisation the most.